Compliance Associate - Data Compliance
Company: Point72
Location: New York City
Posted on: April 3, 2026
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Job Description:
A Career with Point72’s Compliance Department The Point72
Compliance department is an industry-leading team of compliance
professionals that supports global investment and trading
activities by establishing and enforcing the firm’s compliance
policies, providing real-time advice, and conducting pre and post
trade surveillance. Our team is essential to the success of
Point72, and our compliance professionals are embedded in
investment professional and investment services teams across the
organization. We offer mentorship, a growth path, and the
opportunity for a long-term career with us. What you’ll do In this
role, you will join the Point72 Data Compliance team to provide
advisory compliance and legal support to the firm’s research and
data initiatives across all investment strategies, with particular
focus on data, software and advancing technological solutions.
Specifically, you will: Work as a member of the Data Compliance
team within Research Compliance to conduct due diligence reviews of
potential data providers and non-sell-side providers including, but
not limited to, applicable compliance policies; usage rights;
authorization to sell, license, or share the data; and compliance
with applicable federal and state laws Prepare due diligence
memoranda Conduct diligence reviews of automated open source
program requests and document Provide compliance support and
monitoring of research centric discretionary investment and Market
Intelligence teams Provide compliance support and monitoring of
quantitative investment strategies and teams Negotiate data and
research provider contracts Assist with drafting, enhancing, and
implementing compliance best practices Collaborate internally with
the broader Compliance department Assist with advising key
stakeholders and management on applicable regulatory developments
and case law, and help draft and refine policies and training as
required Assist with ad hoc legal and compliance issues, special
projects, and strategic initiatives What’s required 1-3 years of
compliance experience in the financial services industry Juris
Doctorate degree from an accredited law school and bar membership
Strong verbal and written communication skills Strong analytical,
problem-solving, planning, and organizational skills Attention to
detail and the ability to handle multiple tasks simultaneously Team
player Commitment to the highest ethical standards We take care of
our people We invest in our people, their careers, their health,
and their well-being. When you work here, we provide: Fully-paid
health care benefits Generous parental and family leave policies
Volunteer opportunities Support for employee-led affinity groups
representing women, people of color and the LGBTQ community Mental
and physical wellness programs Tuition assistance A 401(k) savings
program with an employer match and more About Point72 Point72 is a
leading global alternative investment firm led by Steven A. Cohen.
Building on more than 30 years of investing experience, Point72
seeks to deliver superior returns for its investors through
fundamental and systematic investing strategies across asset
classes and geographies. We aim to attract and retain the
industry’s brightest talent by cultivating an investor-led culture
and committing to our people’s long-term growth. For more
information, visit www.Point72.com/about . The annual base salary
range for this role is $125,000-$175,000 (USD) , which does not
include discretionary bonus compensation or our comprehensive
benefits package. Actual compensation offered to the successful
candidate may vary from posted hiring range based upon geographic
location, work experience, education, and/or skill level, among
other things.
Keywords: Point72, Brick , Compliance Associate - Data Compliance, Accounting, Auditing , New York City, New Jersey